1. Motivation
The shape and size of the QDs, and their spatial correlations, composition
profile - critical parameters in determining their optoelectronic
properties.
Previously people used TEM, XRD and RHEED, but images in TEM are
contrast distorted by strain field; RHEED and XRD only provide indirect
information averaged over substantially larger areas or volumes.
XSTM directly image the properties corresponding to individual atoms
on semiconductor interfaces or nanostructures buried under a capping
layer.
2. Chemically resolved atomic structure
Filled state image (anion lattice) Empty
state image (cation lattice)
3. XSTM of the MEE grown QDs

Spatially Anti-correlated QDs

Plan View
Side View
Image Contrast Mechanism

Plan View
Side View
- Contrast due to Outward Relaxation
XSTM reveals non-uniform distribution of In
atoms in the QDs, Inverted Triangle Shape of In Core
STM Image of a 10ML MEE grown QD
Contour plot of the QD (Range- 5.5 ? Step-0.5 ?
Modeling

Assuming: (Inverted-Triangle In Composition Profile)
1) a fixed growth shape; 2) no bulk diffusion; 3) strain depends
only on the scaled position; 4) 2D model
4. Strain distribution of the 10 ML MEE-QD

5. Quantitative Composition Analysis
Chemically resolved In atoms

Center
Edge
6. Heterogeneous Droplet Epitaxy(HDE) QDs
In distribution is more uniform in HDE QDs

HDE QD

MEE QD

a) Empty state STM image
b) curvature image

c) combined image of (a) and (b);
d) marked In sites
By Composition Profile Analysis on HDE QDs, smaller QDs have higher
In Concentration and larger QDs have lower In concentration (Self-compensation).
7. Summary & Conclusion
XSTM has demonstrated to be a powerful tool for the investigation
of semiconductor heterostructurs at the atomic scale.
We have found:
1) size, shape, spatial correlation for MEE grown InGaAs QDs;
2) nonuniform composition profile: Inverted-triangle shape In-rich
core
3) mechanism of QD formation: size and shape evolution, depleted
WL near the base of the QDs, and In segregation effect;
4) self-compensation effect for HDE grown InGaAs QDs => sharp
PL peaks.